Financial Regulatory Compliance
Financial service firms possess a treasure trove of highly sensitive and valuable data on employees and clients. Your organization can be subject to a wide range of regulatory compliance standards to include:
- Graham-Leach-Bliley Act (GLB)
- Securities and Exchange Commission (SEC) cyber security guidelines
- Financial Industry Regulatory Authority (FINRA)
Several of these standards contain security compliance requirements that impose some type of IT assessment/audit. COMPASS works with financial institutions to develop an assessment framework tailored to these specific compliance requirements. Our security engineers and policy analysts use these standards to identify vulnerabilities and policies/procedures that should be addressed and assist in building a roadmap to achieve compliance.